FHLBNY Collateral Pledge Forms
Documents that are labeled with * are available in Microsoft Excel format. Documents that are labeled with ** are available in Microsoft Word format. All other Documents are in Adobe PDF format. Adobe Acrobat Reader is required to view PDF files.
Third Party Pledge Forms |
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| COL-129 | Instructions for Schedule of Customer Subsidiary/Affiliate Structures |
| COL-011 | Steps For New Applicant Enrollment in the FHLBNY File Transfer Service |
| COL-130 | Subsidiary/Affiliate Questionnaire |
| COL-131 | Schedule of Customer Subsidiary/Affiliate Structures |
| COL-132 | OTS Schedule CSS – Subordinate Organization Schedule |
| COL-133 | Net Equity Worksheet to Determine the Pledge Limit of Subsidiary/Affiliate Collateral |
| COL-134 | Non Pledge of Subsidiary Assets Net Equity Worksheet |
| COL-139 | UCC-1 Filing Information Request Form |
| COL-143 | Collateral Assurance Letter** |
Multi/CRE Pledge Forms |
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| COL/APP-125 | Pledge Proposal Application: Secondary and/or ORER Collateral |
| COL-126 | Customer Guidelines For Other Real Estate Related ("ORER") Collateral Pledge Proposals |
| COL-127 | Customer Guidelines For Secondary Mortgage Collateral Pledge Proposals |
| COL-128 | Checklist For Submission Of Loans In Excess Of $50 Million For Specific Approval |
| COL-140 | Steps for Allowing the Pledging of Income-Producing Loans Secured By Two or More Non-Contiguous Properties |
| COL-141 | Sample Format for Pledging Two or More Non-Contiguous Income Producing Properties* |
| COL-142 | Submission Form to Request Approval to Pledge Income-Producing Loans Secured By Two or More Non-Contiguous Properties |
If you need assistance with these forms or agreements, please contact a Calling Officer at 212-441-6700.
Links of Interest
- File Transfer Service Upgrade and Enhancements, Effective July 25, 2008
- Frequently Asked Questions About Collateral at The HLB
- HLB Bulletin No. 002: Revisions to Collateral Guidelines (4/2008)
- Responsible Lending Policy for Collateral
- Do You Pledge CRE Loans to Meet CML Requirements?


